Donald Kernan LLC f/k/a DreamerTopia LLC, DreamerTopia Capital Management LLC, DreamerTopia Investments LP, DreamerTopia Corp, and Donald Alan Kernan Jr.- File No. S-228123(EX) – Cease and Desist Orders were issued as all respondents directly or indirectly offered and sold unregistered securities in Wisconsin in violation of Wis. Stat. § 551.201. Donald Alan Kernan Jr., Donald Kernan LLC, DreamerTopia Corp. and DreamerTopia Capital Management, LLC violated Wis. Stat. § 551.401 by transacting business as an unregistered broker-dealer and unregistered investment advisers in Wisconsin. Donald Alan Kernan Jr., Donald Kernan LLC, DreamerTopia Corp. and DreamerTopia Capital Management LLC violated Wis. Stat. § 551.501(2) by making misrepresentations and omissions.\r
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Orders were issued on December 27, 2013\r
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Donald Kernan LLC f/k/a DreamerTopia LLC, DreamerTopia Capital Management LLC, DreamerTopia Investments LP, DreamerTopia Corp, and Donald Alan Kernan Jr., Petition (PDF: 849 KB/ 4 pages)\r
Donald Kernan LLC, order (PDF: 307 KB/ 2 pages)\r
Donald Alan Kernan Jr, order (PDF: 299 KB/ 2 pages)\r
Dreamertopia Capital Management LLC, order (PDF: 215 KB/ 1 page)\r
Dreamertopia Corp, order (PDF: 207 KB/ 1 page)\r
Dreamertopia Investments LP, order (PDF: 212 KB/ 1 page)\r
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