Financial advising, investment advising, financial planning, and wealth management to get you there all in the city of Bellingham. Tradewinds Capital Management, LLC is a SEC (Securities & Exchange Commission) independent Registered Investment Advisory (RIA) firm. The principals of Tradewinds Capital Management left the commission based brokerage world behind - along with certain conflicts of interest - to better serve clients' interests without the pressure to compromise the integrity of their advice or the interests of their clients. Tradewinds Capital Management utilizes the technology and expertise of Schwab Institutional, a division of Charles Schwab & Co., Inc., member SIPC, to help us maintain our independence while assuring that clients' assets are held by a financially strong and secure company.